04 Corporate Advisory

Financial Services Compliance

Bringing legal and compliance together

Financial Services Compliance
  • Consistency
  • Advice from one source
  • Cost flexibility

Shoosmiths Financial Services Compliance Services

This relates to the provision of “non-legal” financial services compliance services, traditionally not carried out by law firms.

“Compliance services” in this context effectively refers to services of a non-legal nature, provided to a broad range of financial services and non-financial services clients, to ensure their ongoing satisfaction of rules / requirements / obligations which in turn is necessary for their ongoing regulated operations.


The proposal

  • A stand alone "one-stop" service under the Corporate Advisory category of Shoosmiths Connected Services – to be known as Financial Services Compliance.
  • A clearly delineated alternative to more expensive lawyer led compliance services, with a market orientated price point and service style.
  • A top-flight team of industry “names” who have been researched, vetted and endorsed.
  • No need to hunt around - everything delivered from one place.

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Download a copy of our Financial Services Compliance brochure


Benefits & features

Case study

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