Compliance that keeps pace with change

In a fast-moving regulatory environment, compliance isn’t a box-ticking exercise—it’s a business-critical advantage. We help financial services firms navigate complex FCA rules and expectations with clarity and confidence.

From launching new products to managing regulatory investigations, we’re with you every step of the way. Our team advises across the full lifecycle, offering practical, commercially focused support that helps you stay compliant without slowing down innovation.

• regulatory perimeter advice

• authorisation and change of control applications

• appointed Representative arrangements

• financial promotions frameworks, including Clearcast and Radiocentre approvals

• Senior Managers & Certification Regime (SM&CR)

• Consumer Duty implementation and assurance

• regulatory change and implementation

• shadow s166 reviews

• regulatory investigations and enforcement

Whether you’re scaling, pivoting, or responding to scrutiny, we’ll help you move forward with confidence.